CA-I3 · Income Tax Act 1961 — s.1 to s.13Chapter 1 of 10

Basic Concepts of Income Tax

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Vocab Vault

3 words in this chapter, simply explained

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Asset

Anything valuable a business owns — cash, buildings, machines, stock of goods.

Compliance

Following the laws, rules, and regulations that apply to a business.

Payable

Money the business owes suppliers for goods already received.

Income tax in India is governed by the Income Tax Act 1961 — one of the most complex pieces of legislation a CA will work with throughout their career. Before computing a single rupee of tax, you need to understand the foundational concepts: what is the previous year and assessment year, who is a person under the Act, what determines residential status, and how residential status decides the scope of what income is taxable in India. These basics are not just definitions to memorise — they are the engine that drives every subsequent computation. A missed concept here (confusing the residential status rule for an individual vs a company, for instance) cascades into completely wrong answers. India taxes its residents on their global income; non-residents only on India-sourced income. The difference between a senior citizen (age ≥ 60) and a super senior citizen (age ≥ 80) changes the basic exemption limit. These numbers are tested in every CA Intermediate examination.

Before You Start

🎯 Why learn this?

Every income tax computation starts with these basics — AY/PY, residential status, and scope of income. Get these wrong and the rest of the calculation is meaningless.

📚What you'll learn

  • •Previous Year (PY) and Assessment Year (AY) — definitions and significance
  • •"Person" under s.2(31) — the 7 categories
  • •Residential status of individuals — ordinary resident, not ordinary resident, non-resident
  • •Residential status of companies — domestic vs foreign
  • •Scope of total income based on residential status
  • •Basic exemption limits and tax slabs (New Regime and Old Regime)

✅ After this chapter, you can…

  • ✓Determine the residential status of an individual from given facts
  • ✓Apply the correct scope of income based on residential status
  • ✓Identify the correct AY for a given PY
  • ✓State the basic exemption limits under the new and old regimes

💼 Real problems this solves at work

  • →Individual and corporate tax — determining taxability of global income
  • →Expatriate taxation — status of foreign nationals working in India
  • →NRI tax advisory — what income is and is not taxable in India

01Previous Year and Assessment Year

TermDefinitionExample
Previous Year (PY)Financial year (1 April – 31 March) in which income is earned. s.3.PY 2024-25 = 1 April 2024 to 31 March 2025
Assessment Year (AY)Financial year immediately following the PY in which income is assessed and tax is paid. s.2(9).AY 2025-26 = 1 April 2025 to 31 March 2026

Exam tip: Exception — income assessed in the SAME year as earned (s.172, 174, 174A, 175, 176): shipping business of non-residents, persons leaving India, AOP/BOI formed for a specific event, and persons likely to transfer . These are edge cases but occasionally appear in CA Intermediate MCQs.

02Person under s.2(31)

  1. 1.Individual
  2. 2.Hindu Undivided Family (HUF)
  3. 3.Company
  4. 4.Firm (including LLP)
  5. 5.Association of Persons (AOP) or Body of Individuals (BOI)
  6. 6.Local Authority
  7. 7.Every Artificial Juridical Person (e.g., universities, religious institutions)

03Residential Status of Individuals

An individual is RESIDENT if they satisfy either of these conditions in the relevant PY:

  • Basic Condition 1: Stayed in India ≥ 182 days during the PY
  • Basic Condition 2: Stayed in India ≥ 60 days during the PY AND ≥ 365 days in the preceding 4 years (60-day rule has exceptions — see below)

Exception to Basic Condition 2 — 60 days becomes 120/182 days for: (a) Indian citizen leaving India for employment or as crew of Indian ship — 182 days applies; (b) Indian citizen/PIO visiting India — 120 days applies if total income (excluding foreign income) exceeds ₹15 lakh; otherwise 182 days.

Residential StatusConditions
Resident and Ordinarily Resident (ROR)Satisfies a basic condition + BOTH additional conditions: (i) Resident in India in ≥ 2 of 10 preceding PYs, AND (ii) Stayed ≥ 730 days in 7 preceding PYs
Resident but Not Ordinarily Resident (RNOR)Satisfies a basic condition but fails one/both additional conditions
Non-Resident (NR)Does not satisfy either basic condition

04Scope of Total Income

Source of IncomeRORRNORNR
India-sourced income (received/accrued in India)TaxableTaxableTaxable
Foreign income — from business controlled from IndiaTaxableTaxableNot taxable
Foreign income — from business NOT controlled from IndiaTaxableNot taxableNot taxable
Other foreign income (salary, rental earned abroad)TaxableNot taxableNot taxable

05Tax Slabs — New Regime (Default from AY 2024-25)

Income SlabTax Rate (New Regime — s.115BAC)
Up to ₹3,00,000Nil
₹3,00,001 – ₹7,00,0005%
₹7,00,001 – ₹10,00,00010%
₹10,00,001 – ₹12,00,00015%
₹12,00,001 – ₹15,00,00020%
Above ₹15,00,00030%

Exam tip: Rebate u/s 87A: If total income ≤ ₹7,00,000 (new regime) or ≤ ₹5,00,000 (old regime), tax is NIL due to rebate. Add: Health and Education Cess 4% on tax + surcharge. Senior citizen (60–79): basic exemption ₹3 lakh (old regime). Super senior citizen (80+): ₹5 lakh (old regime).

Chapter Summary

  • 1PY = year income is earned (April–March). AY = next year when income is assessed.
  • 27 categories of "person": individual, HUF, company, firm, AOP/BOI, local authority, artificial juridical person.
  • 3Residential status (individual): basic condition — 182 days OR 60+365 days. Additional conditions determine ROR vs RNOR.
  • 4ROR: taxed on global income. RNOR: global excluding non-India-controlled foreign income. NR: India-sourced only.
  • 5New regime default (AY 2024-25+): 0% up to ₹3L, 5% up to ₹7L, then graduated to 30% above ₹15L. Rebate 87A: nil tax if ≤ ₹7L.

Key Terms

Previous Year (PY)

Financial year (1 April–31 March) in which income is earned — always the year before the AY.

Assessment Year (AY)

Year following the PY; income of PY is assessed and tax is paid in AY.

ROR

Resident and Ordinarily Resident — taxed on global income.

RNOR

Resident but Not Ordinarily Resident — taxed on India income + India-controlled foreign business income.

Non-Resident

Taxed only on India-sourced income.

Basic Exemption Limit

Income below which no tax is payable: ₹2.5 lakh (old, below 60), ₹3 lakh (old, 60–79), ₹5 lakh (old, 80+), ₹3 lakh (new regime for all).

Rebate u/s 87A

Full rebate on tax if total income ≤ ₹7 lakh (new) or ₹5 lakh (old) — effective nil tax.